- securities, regulatory, authority
- organisme m de réglementation des valeurs mobilières, autorité f de réglementation des valeurs mobilières
English-French legislative terms. 2015.
securities, regulatory, authority
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Securities Industry Regulatory Authority - SIRA — The former name of a regulatory body consisting of the National Association of Securities Dealers and the New York Stock Exchange Regulation. The Securities Industry Regulatory Authority was formed to govern business practices between securities… … Investment dictionary
Financial Industry Regulatory Authority — In the United States, the Financial Industry Regulatory Authority, Inc., or FINRA, is a private corporation that acts as a self regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD).… … Wikipedia
China Securities Regulatory Commission — CSRC redirects here. For other uses, see CSRC (disambiguation). China Securities Regulatory Commission 中国证券监督管理委员会 Agency overview Formed 1992 Jurisdiction People s Republic of China Headquarters … Wikipedia
Financial Industry Regulatory Authority — (FINRA) USA The successor organization to the National Association of Securities Dealers, Inc. (NASD). The largest non governmental regulator for all securities firms doing business in the US. FINRA oversees over 5,000 brokerage firms, about… … Law dictionary
Financial Industry Regulatory Authority - FINRA — A regulatory body created after the merger of the National Association of Securities Dealers and the New York Stock Exchange s regulation committee. The Financial Industry Regulatory Authority is responsible for governing business between brokers … Investment dictionary
Financial Industry Regulatory Authority — Die Financial Industry Regulatory Authority (FINRA) ist als Genehmigungsbehörde in den USA hauptsächlich verantwortlich für die Beaufsichtigung von Personen, welche in der Wertpapierbranche involviert sind. Die Securities and Exchange Commission… … Deutsch Wikipedia
Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… … Wikipedia
Securities Commission (Brazil) — Securities Commission of Brazil Comissão de Valores Mobiliários Agency overview Formed December 1976 Jurisdiction Federative Republic of Brazil Headquarters … Wikipedia
Securities and Investment Board — (SIB) The former regulatory authority for investment business under the Financial Services Act 1986. The Financial Services Authority (FSA) replaced the SIB. FSA website … Law dictionary
Financial Industry Regulatory Authority — El National Association of Securities Dealers (NASD) es una asociación de comerciantes de acciones, cuya oficina principal está en Nueva York (Estados Unidos). El NASD es conocido por ser propietario del NASDAQ Stock Market, una bolsa de valores… … Wikipedia Español
Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… … Wikipedia
